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Securities Investor Protection Act
Results: 1008

#	Item
321	Comment Letter on File Nos. S7[removed]and S7-37-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 08:58:18 Economics Financial adviser Investment Advisers Act Hedge fund Registered Investment Advisor Accredited investor Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Private equity Financial economics Investment Finance
322	Selecting a Stockbroker.indd Add to Reading List Source URL: www.sos.state.ms.us Language: English - Date: 2003-08-07 15:58:05 Financial adviser Financial planner Business Securities Investor Protection Corporation Investment Advisers Act Registered Investment Advisor Investment Financial economics Finance
323	Finte gra Financial Solutions on SR-NASD[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-01-09 11:19:08 United States securities law Financial markets Investment Securities Investor Protection Corporation Registered representative U.S. Securities and Exchange Commission Broker-dealer Securities Investor Protection Act Investment Advisor Financial economics Finance Business
324	Public Law No[removed]U.S.C. §[removed]Omnibus Public Land Management Act of[removed]Engrossed Amendment as Agreed to by Senate; H.R[removed]Subtitle C--Integrated Coastal and Ocean Observation System Act of 2009 SEC. Add to Reading List Source URL: www.ioos.noaa.gov Language: English - Date: 2010-06-11 16:13:22 Integrated Ocean Observing System National Oceanic and Atmospheric Administration Omnibus Public Land Management Act Environment Earth Statistics Public administration Dodd–Frank Wall Street Reform and Consumer Protection Act Investor Protection and Securities Reform Act Oceanography 111th United States Congress Environmental data
325	Microsoft Word - Testimony of Alex J.doc Add to Reading List Source URL: democrats.financialservices.house.gov Language: English - Date: 2007-02-11 23:00:00 Bond credit rating Finance Investor Protection and Securities Reform Act Subprime mortgage crisis U.S. Securities and Exchange Commission Nationally recognized statistical rating organization Financial economics Credit rating agencies
326	CHARTER OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF ENDO HEALTH SOLUTIONS INC. (formerly Endo Pharmaceuticals Holdings Inc.) ADOPTED AS OF APRIL 28, 2009, AS AMENDED JUNE 26, 2013 Add to Reading List Source URL: www.endo.com Language: English - Date: 2013-12-12 16:41:37 Private law Corporations law Auditing United States corporate law Regulation S-K Executive pay Board of directors Audit committee Investor Protection and Securities Reform Act Corporate governance Business Management
327	AMENDED AND RESTATED CHARTER OF THE COMPENSATION COMMITTEE OF CORGENIX MEDICAL CORPORATION Effective Date: May 1, 2010 Add to Reading List Source URL: www.corgenix.com Language: English - Date: 2011-11-28 16:37:42 Employment compensation United States corporate law Executive pay Management Proxy statement Financial economics Investor Protection and Securities Reform Act Dodd–Frank Wall Street Reform and Consumer Protection Act SEC filings Business Corporate governance
328	P.L. 97–255 Federal Managers Financial Integrity Act of 1982 September 8, 1982 An Act to amend the Accounting and Auditing Act of 1950 to require ongoing evaluations and reports of the adequacy of the systems of inter Add to Reading List Source URL: www.dol.gov. Language: English - Date: 2007-05-16 14:40:48 Corporate governance United States federal banking legislation United States administrative law Business Sarbanes–Oxley Act Law Finance Investor Protection and Securities Reform Act Audit United States corporate law Auditing
329	Via Email January 20, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-01-26 11:57:10 76th United States Congress Financial services Investment Advisers Act Hedge fund Registered Investment Advisor Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Financial adviser Securities Fraud Deterrence and Investor Restitution Act Financial economics Finance Investment
330	PUBLIC LAW 105–85—NOV. 18, [removed]STAT[removed]Public Law 105–85 105th Congress Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2012-03-21 10:48:31 Military United States Investor Protection and Securities Reform Act United States Department of Defense United States Army Corps of Engineers Ready Reserve

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